We are more than an ETF technology company – we are focused on solutions. We think of our Shielded Alpha® ETF wrapper as a key part of implementing your ETF strategy, but it’s just the first step

We provide support and guidance every step of the way.

A number of important decisions must be made before launching an actively managed ETF. We have deep experience and can help you make the right choices for you and your stakeholders.

Choose to keep some or all processes in-house or benefit from our concierge-level access to leading service providers who can assist you at every stage of your ETF launch.

  • 1
    Develop your active ETF strategy: clone or convert an existing active mutual fund or SMA, or launch something new
  • 2
    Set up an ETF Trust, including a board, fund accounting & compliance, fund distributor and select a Custody Bank
  • 3
    File short-form regulatory application and prospectus with the SEC Division of Investment Management
  • 4
    Set up Capital Markets function and select Lead Market Maker and associated Authorized Participants. Determine how to seed your ETF
  • 5
    Select the Exchange to list your ETF and file form 19b-4 with the SEC Division of Trading and Markets
  • 6
    Develop marketing and PR, ETF fund website and execute on sales & distribution plan to allocators in the RIA community
  • 7
    Launch your ETF

We can help you come to the conclusions that will deliver the best results for you and your stakeholders. All you have to do is ask!

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